Disclosure StatementPosted in Ethics Board on April 20, 2010 by Ethics Board You may download and print a Financial Discousure Statement here. Statements are required to be filed with the Town Clerk.
2009-04-21 09:17:42 Financial Disclosure Statement (48k)
Tags: None MembersPosted in Ethics Board on April 20, 2010 by Ethics Board Barbara Coddington
Tags: None Town of New Paltz Ethics PolicyPosted in Ethics Board on April 20, 2010 by Ethics Board Local Law Chapter 15, ETHICS15-1 PURPOSE AND INTENT 15-2 DEFINITIONS 15-3 STANDARDS OF CONDUCT 15-4 FILING OF CLAIMS 15.5 DISTRIBUTION OF CODE OF ETHICS 15.6 BOARD OF ETHICS 15-7 PENALTIES FOR OFFENSES HISTORYAdopted by the Town Board of the Town of New Paltz 9-26-1996 by L.L. No. 2-1996. Amendments noted where applicable. GENERAL REFERENCESDefense and indemnification -- See Ch. 8. Meetings -- See Ch. 24. § 15-1 Purpose and IntentPursuant to the provisions of § 806 of the General Municipal Law, the Town Board of the Town of New Paltz recognizes that there are rules of ethical conduct for public officers, employees and consultants which must be observed if a high degree of moral conduct is to be obtained and if public confidence is to be maintained in our unit of local government. The proper operation of the Town government requires that its officers, employees and consultants be independent, impartial, objective, unbiased and responsible to the people of the Town of New Paltz; that public office should not be used for personal gain; that public officers, employees and consultants maintain the highest standards of integrity and discharge faithfully the duties of their office, regardless of personal considerations; and that the public have confidence in the officers and employees thereof. It is the intent of this chapter to promulgate these rules of ethical conduct for the officers, employees and consultants of the Town of New Paltz. These rules shall serve as a guide for official conduct of the officers, employees and consultants of the Town and, as adopted, shall not conflict with, but shall be in addition to, any prohibition of Article 18 of the General Municipal Law or any other general or special law relating to ethical conduct and interest in contracts of municipal officers and employees. § 15-2 DefinitionsAs used in this chapter, the following terms shall have the meanings indicated: CONSULTANT: A person, paid or unpaid, providing advice to and at the request of a municipal board, committee, commission or other body, including persons licensed under Title VIII of the Education Law of the State of New York, providing to a municipal board, committee, commission or other body professional service as defined in § 1501, Subdivision (c), of the Business Corporation Law of the State of New York. EMPLOYEE: All persons employed by the Town of New Paltz not otherwise included within the definition of "officer, public officer and Town officer" set forth below. IMMEDIATE FAMILY: A spouse, minor child or other dependent residing in the household of a municipal officer or employee. INTEREST: Any claim, account or demand against or agreement with the Town, express or implied, and direct or indirect pecuniary or material benefit accruing to an officer or employee as a result of a business or a professional transaction with the Town or resulting from official Town acts. For the purpose of this chapter, an officer or employee shall be deemed to have direct interest in the affairs of: A. His or her immediate family. B. A business concern, partnership, trust or association of which such officer or employee and immediate family member are members, partners, owners, directors or employees. C. A corporation of which such officer or employee is an officer, director or employee. D. A corporation, any stock of which is owned or controlled, directly or indirectly, by such officer or employee or any corporation in which such officer or employee or immediate family member owns more than 5% of said stock. OFFICE IN A POLITICAL PARTY, CLUB OR ASSOCIATION, SOCIETY OR COMMITTEE: The office of chairman, secretary, treasurer and such other officer as the rules of the particular body may provide. OFFICER, PUBLIC OFFICER or TOWN OFFICER: Elected officials, public officers under the Public Officers Law, members of boards and commissions and department heads and their supervisory assistants of the Town of New Paltz. § 15-3 Standards of ConductPublic officers and employees are agents of the public purpose and hold office for the benefit of the public. Their conduct in both their official and private affairs should be above reproach. Every officer and employee of the Town of New Paltz shall be subject to and abide by the following standards of conduct: A. Gifts: No officer, employee or consultant of the Town shall, directly or indirectly, solicit any gift or accept or retain any gift having value of more than $50, whether in the form of money, services, loan, travel, entertainment, hospitality, thing or promise, or any other form, under circumstances in which it could reasonably be inferred that the gift was intended to influence him or her or could reasonably be expected to influence him or her in the performance of his or her official duties or was intended as a reward for any official action on his or her part. The recipient of any such gift or gratuity shall immediately return the same to the giver and shall notify the Town of New Paltz Board of Ethics, in writing, of the occurrence. B. Disclosure of confidential information: No officer, employee or consultant of the Town shall disclose confidential information acquired by him or her in the course of his or her official duties except when the legitimate interest of the Town requires disclosure to Town officials, nor shall he or she use such information to further his or her personal interests or the private interest of others. C. Representation before one's own agency: No officer, employee or consultant shall receive or enter into any agreement, express or implied, for compensation for services to be rendered in relation to any matter before any municipal agency of which he or she is an officer, member or employee or of any municipal agency over which he or she has jurisdiction or to which he or she has the power to appoint any member, officer or employee. D. Representation before any agency for a contingent fee: No officer, employee or consultant shall receive or enter into any agreement, express or implied, for compensation for services to be rendered in relation to any matter before any agency of the Town whereby his or her compensation is to be dependent or contingent upon any action by such agency with respect to such matter, provided that this subsection shall not prohibit the fixing at any time of fees based upon the reasonable value of the services rendered. E. Disclosure of interest: (1) If any Town officer, employee or consultant has a potential or actual conflict of interest in any matter in which he or she encounters in the performance of his or her official Town duties, he or she shall make known to all concerned parties the nature of such conflict and shall refrain from voting or otherwise acting in the matter so as to avoid an actual conflict. In all cases of potential or actual conflict, the Town Board shall be made aware of the situation by the person in conflict. This disclosure shall be made part of the official record and be on a form provided by the Town Clerk which shall disclose the nature of the conflict. A copy of this filed form shall be kept in a separate place by the Town Clerk for the public record. (2) All Town officers are required, within 30 days of taking office, or within 30 days of the effective date of this chapter, to file a disclosure statement on a form as provided by the Town of New Paltz pursuant to this section. In the event that a change occurs with respect to any information required on the aforesaid disclosure statement, the party required to file such a statement shall file an amended statement reflecting any such change in circumstances within 60 days from the date thereof, unless requested by the Board of Ethics to do so sooner, in which case an amended statement shall be filed within 10 days of the request for the same. Failure to file the required disclosure statement or any amendment thereto in a timely fashion shall be deemed a violation of this chapter. F. Investments in conflict with official duties: No officer, employee or consultant shall invest or hold any investment, directly or indirectly, in any financial, business, commercial or other private transaction, which creates a conflict with his or her official duties. G. Private employment: No officer, employee or consultant shall engage in, solicit, negotiate for or promise to accept private employment or render services for private interests when such employment or service creates a conflict with or impairs the proper discharge of his or her official duties. H. Future employment: No officer, employee or consultant shall, after the termination of services or employment with such municipality, appear before any board or agency of the Town of New Paltz in relation to any case, proceeding or application in which he or she personally participated during the period of his or her service or employment or which was under his or her active consideration. I. Nepotism: (1) Every public officer, and every municipal employee related closer in degree, by blood or by marriage, than first cousin to any persons seeking employment within any department, section or function of the Town shall disclose such relationship as provided for pursuant to the further provisions of this section. (2) Every member of any municipal board, agency, commission or other municipal body (exclusive of committees) related closer in degree, by blood or by marriage, than first cousin to any applicant for appointment to or to any person seeking employment by or on behalf of such board, agency, commission or other municipal body (exclusive of committees) shall disclose such relationship as provided for pursuant to the further provisions of this section. (3) The disclosures required by this section shall be made in writing, directed to the Town Clerk, and shall be made at the earliest opportunity next following the date upon which such public officer, municipal employee or member of any municipal body first learns or has knowledge of the making of such application by the person seeking such employment and/or appointment. J. Political activity: No municipal officer or employee shall use his or her official position to obtain, provide, furnish or supply any municipal resource, including but not limited to personnel, services, equipment, supplies or facility on behalf of any political party or candidate, political club or association or any political society or committee. In addition, no elected official nor any chairperson of any Town committee, commission or board shall hold office in any political party, political club or association, society or committee. This provision shall not be interpreted or construed as precluding any municipal officer or employee from being involved in the political affairs of the Town as a private citizen, nor shall it preclude any municipal officer or employee from soliciting and/or receiving campaign contributions in the course of a political campaign for public office conducted pursuant to the laws of the State of New York, nor shall it exempt any municipal officer or employee from any federal, state or local rules, regulations, codes of conduct or other restrictions imposed by law. K. Use of public property: No officer or employee shall request or permit the use of Town-owned vehicles, equipment, material or property for personal convenience or profit except when such services are available to the public generally or are provided as municipal policy for the use of such officer or employee in the conduct of official business. L. Use of position to achieve preferential treatment: No officer, employee or consultant of the Town shall use or attempt to use his or her official position to secure unwarranted privileges, benefits or exemptions for themselves or for others or to obtain preferential consideration in connection with any appointment of themselves or of others to the municipal service, nor grant any special consideration, treatment or advantage to any person. § 15-4 Filing of ClaimsNothing herein shall be deemed to bar or prevent the timely filing by a present or former municipal officer, employee or consultant of any claim, account, demand or suit against the Town of New Paltz or any agency thereof on behalf of himself/herself or any member of his/her family arising out of any personal injury or property damage or for any lawful benefit authorized or permitted by law. § 15-5 Distribution of Code of EthicsThe Supervisor of the Town of New Paltz shall cause a copy of this Code of Ethics to be distributed to every officer, employee and consultant of the Town within 10 days after the effective date of this chapter. Each officer and employee elected or appointed thereafter shall be furnished a copy before entering upon the duties of his/her office or employment. The Town Clerk shall obtain each officer's and each employee's and each consultant's signature acknowledging receipt of this code. Failure to distribute any such copy or failure of any officer, employee or consultant to receive such copy shall have no effect on the duty of compliance with such code nor the enforcement of the provisions thereof. § 15-6 Board of EthicsA. Membership - There is hereby established a Board of Ethics of the Town. The members of such Board of Ethics shall be appointed by the Town Board and shall consist of five members, one and not more than one of whom shall be an employee of the Town of New Paltz, and none of whom shall be an officer of the Town or member of the Town Board. Appointment of members to the Board of Ethics shall be by the affirmative vote of a majority plus one of the members of the Town Board present and voting thereon. B. Terms of Members - In the creation of a new Board of Ethics, or the reestablishment of terms of an existing Board, the appointment of members to the Board shall be for terms so fixed that one member's term shall expire at the end of the calendar year in which such member was initially appointed. The remaining members' terms shall be so fixed that two members' terms shall expire at the end of the next year thereafter and two members' terms shall expire at the end of the second year next succeeding the end of the year in which such members were initially appointed. At the expiration of each original member's appointment, the replacement member shall be appointed for a term equal in years to the term of the member replaced. C. Vacancies - If a vacancy shall occur otherwise than by expiration of a term, the Town Board shall appoint a new member for the unexpired term. D. Removal of Members - The Town Board shall have the power to remove, after public hearing, any member of the Board of Ethics for cause. E. Chairperson - The Board of Ethics shall designate the Chairperson thereof, and, in the absence of a Chairperson, the Board of Ethics may designate a member to serve as Acting Chairperson. F. The Books and Records - The Board of Ethics shall designate a member to serve as Recording Secretary who shall be in charge of its minutes, books and records. In the absence of a Recording Secretary, the Board of Ethics may designate a member to serve as Acting Secretary. G. Quorum and Voting - Three members of the Board of Ethics shall constitute a quorum. A vote of at least four members shall be required for the Board of Ethics to take any action. The Attorney for the Town shall provide such legal and advisory services to the Board of Ethics as it may require in the performance of its duties. H. Powers and Duties - The Board of Ethics shall have the powers and duties prescribed by Article 18 of the General Municipal Law and shall promptly render advisory opinions to the officers and employees of the Town regarding their own conduct with respect to Article 18 of the General Municipal Law and the Code of Ethics adopted pursuant to this chapter and to officers of the Town regarding the conduct of any officer, employee or consultant with respect to Article 18 of the General Municipal Law and the Code of Ethics adopted pursuant to this chapter. In addition, the Board of Ethics may make recommendations with respect to the drafting and adoption of the Code of Ethics or amendments thereto upon request of the Town Board. The Board of Ethics shall also have the responsibility to review disclosure statements filed pursuant to §15-3E. I. The Board of Ethics Shall - convene at least twice a year and at such times as may otherwise be necessary. The Board of Ethics may adopt rules and regulations relative to the conduct of its business but may only render advisory opinions subject to these limitations: (1) Requests shall be in writing.
(2) Requests or inquiries must originate with a municipal officer or employee. (3) Requests or inquiries must relate to the Town's Code of Ethics. (4) The opinion must be approved as to legal sufficiency by the Attorney for the Town. J. The only Records of the Ethics Board which shall be available for public inspection are those whose disclosure is required by Article 6 of the Public Officers Law of the State of New York or by some other state or federal law or regulation. K. No Meeting or Proceeding of the Ethics Board concerning misconduct or other inquiry into the conduct of a public officer, employee or consultant shall be open to the public, except upon the request of the officer or employee or as required by the provisions of Article 7 of the Public Officers Law or by some other state or federal law or regulation. § 15-7 Penalties for OffensesIn addition to any penalty contained in any other provision of law, any person who shall knowingly and intentionally violate any of the provisions of the code may be subject to a penalty to be imposed by the Town Board of not less than reprimand nor more than termination of office or employment, as the case may be, in the manner provided by law. ------------------------------------------------------- Tags: None |
Committees & Departments
- Departments
- Committees
-
Disclosure Statement
Posted in Ethics Board
-
Members
Posted in Ethics Board
-
Town of New Paltz Ethics Policy
Posted in Ethics Board
-
Members
Posted in Ethics Board
-
Disclosure Statement
Posted in Ethics Board
-
Town of New Paltz Ethics Policy
Posted in Ethics Board

